Additional Services

Separately Managed Accounts (SMA's)

Being one of our clients, also allows you to access Charles Schwab & Co., Inc's Separately Managed Account Platform. For clients who need greater specialization and prefer separate accounts for each investing strategy, this is an ideal platform. In addition to the the diversified portfolios offered by us, the client may allocate some of their assets into one of the Separately Managed Accounts.

The benefits of the Separately Managed Accounts include the following:

  • Expert Management
  • Tax Management
  • Specialized Services
  • Competitive Pricing

Charles Schwab Managed Account Platform offers three different types of Separately Managed Account access. They are as follow:

  • Managed Account Marketplace account minimum depends on the money manager selected by the client
  • Managed Account Select accounts have a money manager minimum of $100,000 for equity and $250,000 for fixed income (some managers may have higher minimums)
  • Managed Account Access accounts have a money manager minimum of $100,000 for equity and $250,000 for fixed income (some managers may have higher minimums)

Please call or email us for more information.

Certified Public Accountants

We also offer our investment management services to clients of Certified Public Accountants. If you are already offering your clients a full line of services and looking to include investment management in that list, our platform is an ideal solution.

Our model portfolios are very transparent and cost-effective, and the models were created with each having a specific financial goal in mind. Your clients will also know exactly what they are invested in at all times. The funds we invest in are superior mutual funds offered by companies such as DFA, Vanguard, and PIMCO.

Your clients’ assets will be held at the custodian of their choice, such as Charles Schwab & Co., Inc. or TD Ameritrade.

Now you can give your clients the guidance they seek and help them achieve their financial goals.

Please call or email us for more information.

Family Offices

We also provide family office services to high-net-worth individuals/families. The family office will be set up as a registered investment advisor. Under the registered investment advisor umbrella, the family office has access to the institutional trading platform. The platform offers institutional funds, institutional pricing, separately managed accounts, and etc.

As part of the services we offer, we will process all paperwork necessary to be set up as a registered investment advisor, maintain Axys software, provide performance reports, and any other support services required by the family.

Please call for more details and pricing.